sfc fines top investment banks us$100 million for ipo failures /

Published at 2019-03-15 04:30:00

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Hong Kong’s securities regulator banned UBS from main initial public offerings (IPOs) in the city for a year, while fining it and rivals including Morgan Stanley a combined US$100 million for due diligence failures on a series of IPOs. UBS is the first major bank involved in stock listings to face such a suspension in […]

Source: ejinsight.com

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